ࡱ>  l \pThe Free Software Foundation B=PF0*8X@"1 Helvetica1Courier1 Courier New1 Courier New1 Helvetica$#,##0_);($#,##0)$#,##0_);[Red]($#,##0)$#,##0.00_);($#,##0.00)$#,##0.00_);[Red]($#,##0.00)-**_($* #,##0_);_($* (#,##0);_($* "-"_);_(@_)*)'_(* #,##0_);_(* (#,##0);_(* "-"_);_(@_)5,2_($* #,##0.00_);_($* (#,##0.00);_($* "-"??_);_(@_)2+/_(* #,##0.00_);_(* (#,##0.00);_(* "-"??_);_(@_)2$#,##0.00;[Red]$#,##0.003$#,##0.00;[Red]($#,##0.00)4$#,##0;[Red]($#,##00)50.00%;[Red](0.00%)6 0%;[Red](0%)7#,##0.00;[Red](#,##0.00)8#,##0;[Red](#,##0)                + ) , *   Ј ~~ ؈ ~~#؈ ~~8#܈ ~~ ؈ ~~7#܈ ~~9#܈ ~~83ffff̙̙3f3fff3f3f33333f33&%Note Schedules filed in paper f&Note Schedules filed in pap (1)&r-Note Schedules filed in pap (2)&?Note Schedules filed in pap (3)TRExplanatory Note_ Exhibit 9922Exhibit 992 (1)Exhibit 992 (2)iExhibit 992 (3)WExhibit 992 (4)Exhibit 992 (5) l  ?  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } <} }  ?      B. Riley Financial, Inc.SC 13D 08/07/2018kcNote: Schedules filed in paper format shall include a signed original and five copies of the schedu~ "NAMES OF REPORTING PERSONS   0 (DJ Fund Investments, LLC - Series E; Tax  ID No. 46-3799992~  0 (CHECK THE APPROPRIATE BOX IF A MEMBER OF " A GROUP (See Instructions)(a): ?(b): ?~  SEC USE ONLY~ *"SOURCE OF FUNDS (See Instructions) OO~ 4,CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS3+IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ?~ ,$CITIZENSHIP OR PLACE OF ORGANIZATIONIllinois NUMBER OF~ SOLE VOTING POWERSHARES BENEFICIALLY0 SharesOWNED BYDbl9-!`r6{bJ j !"#$%&'()*+,-./0123456789:;<=> EACH! REPORTING~ !"!SHARED VOTING POWER"PERSON"" #WITH##2,000,000 Shares$~ $&$SOLE DISPOSITIVE POWER%%%&&&0 Shares'~ '* 'SHARED DISPOSITIVE POWER((()))2,000,000 Shares~ *..*&AGGREGATE AMOUNT BENEFICIALLY OWNED BY++EACH REPORTING PERSON,,--2,000,000 Shares~ .20.(CHECK BOX IF THE AGGREGATE AMOUNT IN ROW/9/1(11) EXCLUDES CERTAIN SHARES (See Instructions)0 0?11~ 26.2&PERCENT OF CLASS REPRESENTED BY AMOUNT33 IN ROW (11)44557.65%*~ 6:36+TYPE OF REPORTING PERSON (See Instructions)77889 9PN:;$<____________________________1=)Created by Morningstar Document Research.0>(http://documentresearch.morningstar.com/B|XL^*};^F(Y=PF0*8X> @>>==<<996655332200//..--++**     l  >g$ ,  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } <} }  >      B. Riley Financial, Inc.SC 13D 08/07/2018kcNote: Schedules filed in paper format shall include a signed original and five copies of the schedu~ "NAMES OF REPORTING PERSONS     Daniel Asher~  0 (CHECK THE APPROPRIATE BOX IF A MEMBER OF " A GROUP (See Instructions)  (a): ?(b): ?~  SEC USE ONLY~ *"SOURCE OF FUNDS (See Instructions)OO, PF~ 4,CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS3+IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ?~ ,$CITIZENSHIP OR PLACE OF ORGANIZATIONIllinois NUMBER OF~ SOLE VOTING POWERSHARES BENEFICIALLY244,104 SharesOWNED BY EACHD7l9-!c1{cEM5m !"#$%&'()*+,-./0123456789:;<=  REPORTING~ " SHARED VOTING POWER!PERSON!! "WITH""2,000,000 Shares#~ #&#SOLE DISPOSITIVE POWER$$$%%%244,104 Shares&~ &* &SHARED DISPOSITIVE POWER'''(((2,000,000 Shares~ )..)&AGGREGATE AMOUNT BENEFICIALLY OWNED BY**EACH REPORTING PERSON++,,2,244,104 Shares~ -20-(CHECK BOX IF THE AGGREGATE AMOUNT IN ROW.9.1(11) EXCLUDES CERTAIN SHARES (See Instructions)/ /?00~ 16.1&PERCENT OF CLASS REPRESENTED BY AMOUNT22 IN ROW (11)33448.59%*~ 5:35+TYPE OF REPORTING PERSON (See Instructions)66778 8IN9:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@^D\ h4EhP2c=PF0*8X> @==<<;;8855442211//..--,,**))     l  >6|>  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } <} }  >      B. Riley Financial, Inc.SC 13D 08/07/2018kcNote: Schedules filed in paper format shall include a signed original and five copies of the schedu~ "NAMES OF REPORTING PERSONS     Fred Goldman~  0 (CHECK THE APPROPRIATE BOX IF A MEMBER OF " A GROUP (See Instructions)  (a): ?(b): ?~  SEC USE ONLY~ *"SOURCE OF FUNDS (See Instructions) OO~ 4,CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS3+IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ?~ ,$CITIZENSHIP OR PLACE OF ORGANIZATIONIllinois NUMBER OF~ SOLE VOTING POWERSHARES BENEFICIALLY0 SharesOWNED BY EACHD-l9-!c1{cIQ9w !"#$%&'()*+,-./0123456789:;<=  REPORTING~ " SHARED VOTING POWER!PERSON!! "WITH""2,000,000 Shares#~ #&#SOLE DISPOSITIVE POWER$$$%%%0 Shares&~ &* &SHARED DISPOSITIVE POWER'''(((2,000,000 Shares~ )..)&AGGREGATE AMOUNT BENEFICIALLY OWNED BY**EACH REPORTING PERSON++,,2,000,000 Shares*~ -20-(CHECK BOX IF THE AGGREGATE AMOUNT IN ROW.9.1(11) EXCLUDES CERTAIN SHARES (See Instructions)/ /?00~ 16.1&PERCENT OF CLASS REPRESENTED BY AMOUNT22 IN ROW (11)33447.65%**~ 5:35+TYPE OF REPORTING PERSON (See Instructions)66778 8PN9:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@ZD\ n:JmU6g=PF0*8X> @==<<;;8855442211//..--,,**))     l  >MIP  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } <} }  >      B. Riley Financial, Inc.SC 13D 08/07/2018kcNote: Schedules filed in paper format shall include a signed original and five copies of the schedu~ "NAMES OF REPORTING PERSONS    Michael LaRocque~  0 (CHECK THE APPROPRIATE BOX IF A MEMBER OF " A GROUP (See Instructions)  (a): ?(b): ?~  SEC USE ONLY~ *"SOURCE OF FUNDS (See Instructions) OO~ 4,CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS3+IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ?~ ,$CITIZENSHIP OR PLACE OF ORGANIZATIONIllinois NUMBER OF~ SOLE VOTING POWERSHARES BENEFICIALLY0 SharesOWNED BY EACHD1l9-!_-w_EM5s !"#$%&'()*+,-./0123456789:;<=  REPORTING~ " SHARED VOTING POWER!PERSON!! "WITH""2,000,000 Shares#~ #&#SOLE DISPOSITIVE POWER$$$%%%0 Shares&~ &* &SHARED DISPOSITIVE POWER'''(((2,000,000 Shares~ )..)&AGGREGATE AMOUNT BENEFICIALLY OWNED BY**EACH REPORTING PERSON++,,2,000,000 Shares*~ -20-(CHECK BOX IF THE AGGREGATE AMOUNT IN ROW.9.1(11) EXCLUDES CERTAIN SHARES (See Instructions)/ /?00~ 16.1&PERCENT OF CLASS REPRESENTED BY AMOUNT22 IN ROW (11)33447.65%**~ 5:35+TYPE OF REPORTING PERSON (See Instructions)66778 8PN9:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@ZD\ n:JmU6g=PF0*8X> @==<<;;8855442211//..--,,**))     l  #]^  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3) Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } } $ } 7 #      B. Riley Financial, Inc.SC 13D 08/07/2018Explanatory Note Exhibit No. Description    fffffX@  Joint Filing Agreement.    X@ - %Transactions of the Reporting Persons  + #Effected Since the Last 13D Filing.33333X@,$Securities Purchase Agreement, dated6.May 19, 2014, by and among B. Riley Financial,/'Inc. (then, Great American Group, Inc.).&and each purchaser identified on Annex3+A thereto (incorporated herein by reference0(to Exhibit 10.1 of Great American Group,/'Inc.?s Current Report on Form 8-K filed*"May 19, 2014) (File No. 000-54010)X@-%Form of Registration Rights Agreement4,(incorporated herein by reference to Exhibit1)10.2 of B. Riley Financial, Inc.?s (then,2*Great American Group, Inc.) Current Report1)on Form 8-K filed May 19, 2014) (File No. 000-54010)Dlth. VKgfz, !"$ ____________________________1!)Created by Morningstar Document Research.0"(http://documentresearch.morningstar.com/ (=PF0*8X> @""!!  l  Kw  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory NoteExhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } m} $ } } $ }  }  $ } } $ } } $ K      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  SELL   -100    @2@    6/20/2017  ~ ZY  SELL   -100    3333332@    6/20/2017  ~ W  SELL   -200    3333332@    6/20/2017  ~ T  SELL   -100    L2@    6/20/2017  ~ S  SELL -39@2@   6/20/2017  ~  ~R SELL -103L2@   6/20/2017  ~  P SELL -223333332@   6/20/2017  ~  P SELL -2003333332@   6/20/2017  ~  jM SELL -2443333332@   6/20/2017  ~  I SELL -963333332@   6/20/2017  ~  H SELL -413333332@   6/20/2017  ~  vG SELL -194L2@   6/20/2017  ~  nD SELL -1593333332@   6/20/2017  ~  A SELL -200L2@   6/20/2017  ~  > SELL -7173333332@   6/20/2017  ~  3 SELL -306L2@   6/20/2017  ~  . SELL -100@2@   6/20/2017  ~  F- SELL -100@2@   6/20/2017  ~  + SELL -2003333332@   6/20/2017  ~  ( SELL -533333332@   6/20/2017  ~  ' SELL -1003333332@   6/20/2017  ~  2& SELL -200L2@   6/20/2017  ~  #Dlxl4g4g5i5h5 !"#$%&'()*+,-./0123456789:;<=>? SELL   -61    @2@    6/20/2017  ~ "  !SELL!! !-1!!!!@2@!! !  6/20/2017! ! ~ ! "! "SELL"" "-300""""3333332@"" "  6/20/2017" " ~ " j" #SELL## #-100####@2@## #  6/20/2017# # ~ # # $SELL$$ $-100$$$$@2@$$ $  6/20/2017$ $ ~ $ J$ %SELL%% %-83%%%%3333332@%% %  6/20/2017% % ~ % % &SELL&& &-100&&&&@2@&& &  6/20/2017& & ~ & n& 'SELL'' '-100''''3333332@'' '  6/20/2017' ' ~ ' ' (SELL(( (-85((((3333332@(( (  6/20/2017( ( ~ ( ( )SELL)) )-469))))L2@)) )  6/20/2017) ) ~ ) 6 ) *SELL** *-28****L2@** *  6/20/2017* * ~ *  * +SELL++ +-474++++2@++ +  6/26/2017+ + ~ + ^+ ,SELL,, ,-100,,,,fffff&2@,, ,  6/26/2017, , ~ , , -SELL-- --100----fffff&2@-- -  6/26/2017- - ~ - >- .SELL.. .-268....2@.. .  6/26/2017. . ~ . . /SELL// /-200////2@// /  6/26/2017/ / ~ / / 0SELL00 0-12600002@00 0  6/26/20170 0 ~ 0 0 1SELL11 1-10011112@11 1  6/26/20171 1 ~ 1 f1 2SELL22 2-52222Y2@22 2  6/26/20172 2 ~ 2 R2 3SELL33 3-1003333fffff&2@33 3  6/26/20173 3 ~ 3 3 4SELL44 4-1344442@44 4  6/26/20174 4 ~ 4 4 5SELL55 5-1005555fffff&2@55 5  6/26/20175 5 ~ 5 5 6SELL66 6-966662@66 6  6/26/20176 6 ~ 6 6 7SELL77 7-20077772@77 7  6/26/20177 7 ~ 7 7 8SELL88 8-4008888fffff&2@88 8  6/26/20178 8 ~ 8 z8 9SELL99 9-809999fffff&2@99 9  6/26/20179 9 ~ 9 :9 :SELL:: :-1::::2@:: :  6/26/2017: : ~ : 6: ;SELL;; ;-391;;;;Y2@;; ;  6/26/2017; ; ~ ; ; <SELL<< <-400<<<<2@<< <  6/26/2017< < ~ < < =SELL== =-100====fffff&2@== =  6/26/2017= = ~ = J= >SELL>> >-18>>>>2@>> >  6/26/2017> > ~ > > ?SELL?? ?-288????2@?? ?  6/26/2017? ? ~ ? ?Dl4i6i7j6i8k:o@ABCDEFGHIJ @SELL@@ @-3@@@@2@@@ @  6/26/2017@ @ ~ @ v@ ASELLAA A-100AAAA2@AA A  6/26/2017A A ~ A A BSELLBB B-404BBBBY2@BB B  6/26/2017B B ~ B B CSELLCC C-100CCCCY2@CC C  6/26/2017C C ~ C C DSELLDD D-120DDDDfffff&2@DD D  6/26/2017D D ~ D &D ESELLEE E-100EEEEL2@EE E  6/27/2017E E ~ E EFG$H____________________________1I)Created by Morningstar Document Research.0J(http://documentresearch.morningstar.com/Q5h4(=PF0*8X> @:JJIIHH    l  Oֳ*>  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } m} $ } } $ }  }  $ } } $ } } $ O      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  SELL   -100    3333332@    6/27/2017  ~   SELL   -100    3333332@    6/27/2017  ~ v  SELL   -100    3333332@    6/27/2017  ~   SELL   -300    3333332@    6/27/2017  ~ 6  SELL -952@   6/28/2017  ~   SELL -32@   6/28/2017  ~   SELL -4062@   6/28/2017  ~  V SELL -332@   6/28/2017  ~  ҷ SELL -112@   6/28/2017  ~   SELL -1200ffffff2@   6/28/2017  ~   SELL -100L2@   6/28/2017  ~  V SELL -400ffffff2@   6/28/2017  ~   SELL -21002@   6/28/2017  ~  F| SELL -266L2@   6/28/2017  ~  x SELL -200L2@   6/28/2017  ~  t SELL -3002@   6/28/2017  ~  Np SELL -2002@   6/28/2017  ~  .m SELL -5412@   6/28/2017  ~  d SELL -16002@   6/28/2017  ~  K SELL -34L2@   6/28/2017  ~  2K SELL -52@   6/28/2017  ~  K SELL -3002@   6/28/2017  ~  nFDlxl4g4i6i4g3 !"#$%&'()*+,-./0123456789:;<=>? SELL   -6    2@    6/28/2017  ~ VF  !SELL!! !-100!!!!3333333@!! !  7/11/2017! ! ~ ! D! "SELL"" "-99"""" 3@"" "  7/11/2017" " ~ " :C" #SELL## #-496####3333333@## #  7/11/2017# # ~ # z;# $SELL$$ $-200$$$$ 3@$$ $  7/11/2017$ $ ~ $ Z8$ %SELL%% %-100%%%% 3@%% %  7/11/2017% % ~ % 6% &SELL&& &-11&&&&@3@&& &  7/11/2017& & ~ & 6& 'SELL'' '-2''''@3@'' '  7/11/2017' ' ~ ' 6' (SELL(( (-16((((@3@(( (  7/11/2017( ( ~ ( V6( )SELL)) )-2))))3333333@)) )  7/11/2017) ) ~ ) N6) *SELL** *-300**** 3@** *  7/11/2017* * ~ * 1* +SELL++ +-900++++ 3@++ +  7/11/2017+ + ~ + #+ ,SELL,, ,-92,,,, 3@,, ,  7/11/2017, , ~ , ", -SELL-- --600----@3@-- -  7/11/2017- - ~ - - .SELL.. .-200.... 3@.. .  7/11/2017. . ~ . . /SELL// /-269////@3@// /  7/11/2017/ / ~ / j/ 0SELL00 0-20000 3@00 0  7/11/20170 0 ~ 0 b0 1SELL11 1-1001111 3@11 1  7/11/20171 1 ~ 1 1 2SELL22 2-92222 3@22 2  7/11/20172 2 ~ 2 2 3SELL33 3-1003333@3@33 3  7/11/20173 3 ~ 3 3 4SELL44 4-10044443@44 4  7/11/20174 4 ~ 4  4 5SELL55 5-2005555@3@55 5  7/11/20175 5 ~ 5 n 5 6SELL66 6-60066663333333@66 6  7/11/20176 6 ~ 6 6 7SELL77 7-277773333333@77 7  7/11/20177 7 ~ 7 7 8SELL88 8-28888@3@88 8  7/11/20178 8 ~ 8 8 9SELL99 9-1009999@3@99 9  7/11/20179 9 ~ 9 n9 :SELL:: :-200::::@3@:: :  7/11/2017: : ~ : N: ;SELL;; ;-500;;;;@3@;; ;  7/11/2017; ; ~ ; ~; <SELL<< <-99<<<< 3@<< <  7/11/2017< < ~ < < =SELL== =-100==== 3@== =  7/11/2017= = ~ = b= >SELL>> >-200>>>>@3@>> >  7/11/2017> > ~ > B> ?SELL?? ?-21????3@?? ?  7/12/2017? ? ~ ? ?D l5h5i:m:o =p @s @ABCDEFGHIJKLMN @SELL@@ @-20@@@@3333333@@@ @  7/12/2017@ @ ~ @ @ ASELLAA A-125AAAA3333333@AA A  7/12/2017A A ~ A A BSELLBB B-5BBBB3333333@BB B  7/12/2017B B ~ B B CSELLCC C-5CCCC3333333@CC C  7/12/2017C C ~ C C DSELLDD D-125DDDD3333333@DD D  7/12/2017D D ~ D D ESELLEE E-100EEEE3333333@EE E  7/12/2017E E ~ E E FSELLFF F-5FFFF3@FF F  7/12/2017F F ~ F F GSELLGG G-100GGGG3@GG G  7/12/2017G G ~ G ZG HSELLHH H-5HHHH3333333@HH H  7/12/2017H H ~ H FH ISELLII I-5IIII3@II I  7/12/2017I I ~ I 2IJK$L____________________________1M)Created by Morningstar Document Research.0N(http://documentresearch.morningstar.com/" 4g7l =PF0*8X> @:NNMMLL    l  Or  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (3)Exhibit 992 (4)Exhibit 992 (5)U } m} $ } } $ }  }  $ } } $ } } $ O      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  SELL   -5    3333333@    7/12/2017  ~   SELL   -100    3333333@    7/12/2017  ~   SELL   -5    3333333@    7/12/2017  ~ z  SELL   -5    3333333@    7/12/2017  ~ f  SELL -53333333@   7/12/2017  ~  R SELL -233333333@   7/12/2017  ~   SELL -53333333@   7/12/2017  ~   SELL -53333333@   7/12/2017  ~   SELL -1003333333@   7/12/2017  ~  > SELL -9463@   7/12/2017  ~  v SELL -1443333333@   7/12/2017  ~  6 SELL -233@   7/12/2017  ~   SELL -163333333@   7/12/2017  ~   SELL -53333333@   7/12/2017  ~   SELL -53333333@   7/12/2017  ~  r SELL -1003333333@   7/12/2017  ~   SELL -1003333333@   7/12/2017  ~  R SELL -4973@   7/14/2017  ~   SELL -5003@   7/14/2017  ~   SELL -100ffffff3@   7/18/2017  ~  . SELL -48ffffff3@   7/18/2017  ~  n SELL -100ffffff3@   7/18/2017  ~  ޸Dlxl4i;o ?rDwC !"#$%&'()*+,-./0123456789:;<=>? SELL   -100    3@    7/18/2017  ~ N  !SELL!! !-100!!!!3@!! !  7/18/2017! ! ~ ! ! "SELL"" "-100""""3@"" "  7/18/2017" " ~ " ." #SELL## #-100####ffffff3@## #  7/18/2017# # ~ # # $SELL$$ $-100$$$$ffffff3@$$ $  7/18/2017$ $ ~ $ $ %SELL%% %-125%%%%3@%% %  7/18/2017% % ~ % % &SELL&& &-52&&&&ffffff3@&& &  7/18/2017& & ~ & J& 'SELL'' '-100''''ffffff3@'' '  7/18/2017' ' ~ ' ' (SELL(( (-100((((3@(( (  7/18/2017( ( ~ ( *( )SELL)) )-200)))) 4@)) )  7/19/2017) ) ~ )  ) *SELL** *-500****fffff3@** *  7/19/2017* * ~ * :* +SELL++ +-100++++fffff3@++ +  7/19/2017+ + ~ + + ,SELL,, ,-100,,,, 4@,, ,  7/19/2017, , ~ , , -SELL-- --300---~ -R-- -  7/19/2017- - ~ - j- .SELL.. .-100...~ .R.. .  7/19/2017. . ~ . ږ. /SELL// /-332////333333@// /  7/19/2017/ / ~ / / 0SELL00 0-1000000 4@00 0  7/19/20170 0 ~ 0 0 1SELL11 1-20011113@11 1  7/19/20171 1 ~ 1 1 2SELL22 2-100222~ 2R22 2  7/19/20172 2 ~ 2 j2 3SELL33 3-98333~ 3R33 3  7/19/20173 3 ~ 3 3 4SELL44 4-36004444fffff3@44 4  7/19/20174 4 ~ 4 Q4 5SELL55 5-55555333333@55 5  7/19/20175 5 ~ 5 Q5 6SELL66 6-4006666fffff3@66 6  7/19/20176 6 ~ 6 NK6 7SELL77 7-877777 4@77 7  7/19/20177 7 ~ 7 I7 8SELL88 8-10088883@88 8  7/19/20178 8 ~ 8 bH8 9SELL99 9-5999~ 9R99 9  7/19/20179 9 ~ 9 NH9 :SELL:: :-10:::~ :R:: :  7/19/2017: : ~ : &H: ;SELL;; ;-100;;;; 4@;; ;  7/19/2017; ; ~ ; F; <SELL<< <-1500<<<~ <R<< <  7/19/2017< < ~ < &/< =SELL== =-234====3@== =  7/19/2017= = ~ = ~+= >SELL>> >-1000>>>> 4@>> >  7/19/2017> > ~ > > ?SELL?? ?-8???? 4@?? ?  7/19/2017? ? ~ ? ?Dl3f2f2e9l@uH@ABCDEFGHIJKLMN @SELL@@ @-8@@@~ @R@@ @  7/19/2017@ @ ~ @ @ ASELLAA A-100AAAAfffff3@AA A  7/19/2017A A ~ A A BSELLBB B-150BBBBfffff3@BB B  7/19/2017B B ~ B B CSELLCC C-100CCCC 4@CC C  7/19/2017C C ~ C &C DSELLDD D-1492DDD~ DRDD D  7/19/2017D D ~ D D ESELLEE E-200EEEE3@EE E  7/19/2017E E ~ E E FSELLFF F-2FFFF 4@FF F  7/19/2017F F ~ F F GSELLGG G-250GGGG 4@GG G  7/19/2017G G ~ G G HSELLHH H-451HHHH3@HH H  7/19/2017H H ~ H H ISELLII I-24IIII 4@II I  7/19/2017I I ~ I ZIJK$L____________________________1M)Created by Morningstar Document Research.0N(http://documentresearch.morningstar.com/" 9l;p =PF0*8X> @:NNMMLL    l  M2O@W  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (4)Exhibit 992 (5)U } m} $ } } $ }  }  $ } } $ } } $ M      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  SELL   -216    fffff3@    7/19/2017  ~   SELL   -100    fffff3@    7/19/2017  ~ j  SELL   -600     4@    7/19/2017  ~    SELL   -163    333333@    7/19/2017  ~ ~  SELL -100 4@   7/19/2017  ~   SELL -100 4@   7/19/2017  ~  ^ SELL -32 4@   7/19/2017  ~   SELL -100fffff3@   7/19/2017  ~  N SELL -699fffff3@   7/19/2017  ~  b SELL -2600~ R   7/19/2017  ~  ¦ SELL -1003@   7/19/2017  ~  2 SELL -63@   7/19/2017  ~   SELL -23@   7/19/2017  ~   SELL -100 4@   7/19/2017  ~   SELL -35fffff3@   7/19/2017  ~   SELL -100 4@   7/19/2017  ~  f SELL -69~ R   7/19/2017  ~  R SELL -100~ R   7/19/2017  ~  ž SELL -100fffff3@   7/19/2017  ~  2 SELL -100~ R   7/19/2017  ~   SELL -4003@   7/19/2017  ~  b SELL -73@   7/19/2017  ~  FDlxl4g3f6i:mF !"#$%&'()*+,-./0123456789:;<=>? SELL   -400   ~ R    7/19/2017  ~   !SELL!! !-2!!!!fffff4@!! !  7/19/2017! ! ~ ! ! "SELL"" "-100""""fffff3@"" "  7/19/2017" " ~ " n" #SELL## #-100####fffff3@## #  7/19/2017# # ~ # ދ# $SELL$$ $-100$$$~ $R$$ $  7/19/2017$ $ ~ $ N$ %SELL%% %-100%%%~ %R%% %  7/20/2017% % ~ % % &SELL&& &-100&&&~ &R&& &  7/20/2017& & ~ & .& 'SELL'' '-300'''~ 'R'' '  7/20/2017' ' ~ ' ~' (SELL(( (-200((((3333334@(( (  7/20/2017( ( ~ ( ^( )SELL)) )-500)))~ )R)) )  7/20/2017) ) ~ ) w) *SELL** *-699****3333334@** *  7/20/2017* * ~ * l* +SELL++ +-100++++3333334@++ +  7/20/2017+ + ~ + k+ ,SELL,, ,-1,,,,3333334@,, ,  7/20/2017, , ~ , k, -SELL-- --100----3333334@-- -  7/20/2017- - ~ - ~i- .SELL.. .-700...~ .R.. .  7/20/2017. . ~ . ^. /SELL// /-497///~ /R// /  7/21/2017/ / ~ / V/ 0SELL00 0-300000~ 0R00 0  7/21/20170 0 ~ 0 R0 1SELL11 1-3111~ 1R11 1  7/21/20171 1 ~ 1 R1 2SELL22 2-1002222̌3@22 2  7/24/20172 2 ~ 2 ~P2 3SELL33 3-20033333@33 3  7/24/20173 3 ~ 3 ^M3 4BUY44~ 4"4444@1@44 4 8/8/20174 4 ~ 4 ~P4 5BUY55~ 5"5555L1@55 5 8/8/20175 5 ~ 5 S5 6BUY66~ 6n6666L1@66 6 8/8/20176 6 ~ 6  U6 7BUY77~ 7&7777L1@77 7 8/8/20177 7 ~ 7 .U7 8BUY88~ 82888~ 8F88 8 8/8/20178 8 ~ 8 ^f8 9BUY99~ 9"9999Y1@99 9 8/8/20179 9 ~ 9 ~i9 :BUY::~ :::::L1@:: : 8/8/2017: : ~ : k: ;BUY;;~ ;";;;;0@;; ; 8/9/2017; ; ~ ; .n; <BUY<<~ <<<<<0@<< < 8/9/2017< < ~ < o< =BUY==~ =====0@== = 8/9/2017= = ~ = Nq= >BUY>>~ >>>>>0@>> > 8/9/2017> > ~ > r> ?BUY??~ ?????0@?? ? 8/9/2017? ? ~ ? nt?Dl7l @wK~T*aAxT@ABCDEFGHIJKL @BUY@@~ @@@@@0@@@ @ 8/9/2017@ @ ~ @ u@ ABUYAA~ ABAAAA0@AA A 8/9/2017A A ~ A >wA BBUYBB~ BRBBBB0@BB B 8/9/2017B B ~ B wB CBUYCC~ CCCCC0@CC C 8/9/2017C C ~ C yC DBUYDD~ DDDDD0@DD D 8/9/2017D D ~ D yD EBUYEE~ EEEEE0@EE E  8/10/2017E E ~ E zE FBUYFF~ FFFFF0@FF F  8/10/2017F F ~ F F{F GBUYGG~ GGGGGfffff&0@GG G  8/10/2017G G ~ G |GHI$J____________________________1K)Created by Morningstar Document Research.0L(http://documentresearch.morningstar.com/7nIu=PF0*8X> @:LLKKJJ    l  =:p[  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (5)U } m} $ }  } $ } $}  $ } } $ } } $ =      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  BUY  ~ O   ~ B    8/10/2017  ~   BUY  ~     fffff&0@    8/10/2017  ~   BUY  ~     fffff&0@    8/10/2017  ~   BUY  ~      0@    8/10/2017  ~ R  BUY~ 0@   8/10/2017  ~   BUY~ 0@   8/10/2017  ~  r BUY~ 0@   8/10/2017  ~  Z BUY~ 0@   8/10/2017  ~   BUY~ 0@   8/10/2017  ~  z BUY~ 0@   8/10/2017  ~    BUY~ 0@   8/10/2017  ~   BUY~ 0@   8/10/2017  ~  ^ BUY~ 0@   8/10/2017  ~   BUY~ 0@   8/10/2017  ~   BUY~ fffff&0@   8/10/2017  ~  J BUY~ fffff&0@   8/10/2017  ~   BUY~ fffff&0@   8/10/2017  ~  j BUY~ 0@   8/10/2017  ~   BUY~ J0@   8/10/2017  ~  B BUY~ 0@   8/10/2017  ~   BUY~ 0@   8/10/2017  ~  b BUY~ fffff&0@   8/10/2017  ~  Dlxl4nF|T,b:p !"#$%&'()*+,-./0123456789:;< BUY  ~     fffff&0@    8/10/2017  ~   !BUY!!~ !!!!!fffff&0@!! !  8/10/2017! ! ~ ! ! "BUY""~ "^""""0@"" "  8/10/2017" " ~ " n" #BUY##~ #####0@## #  8/10/2017# # ~ # # $BUY$$~ $$$$$fffff&0@$$ $  8/10/2017$ $ ~ $ $ %BUY%%~ %%%%%fffff&0@%% %  8/10/2017% % ~ % % &BUY&&~ &&&&&0@&& &  8/10/2017& & ~ & & 'BUY''~ ' '''' 0@'' '  8/10/2017' ' ~ ' ' (BUY((~ (((((0@(( (  8/10/2017( ( ~ ( z( )BUY))~ )))))0@)) )  8/10/2017) ) ~ ) ) *BUY**~ * **** 0@** *  8/10/2017* * ~ *  * +BUY++~ +++++0@++ +  8/10/2017+ + ~ +  + ,BUY,,~ ,~\,,,~ ,B,, ,  8/10/2017, , ~ , i, -BUY--~ -----0@-- -  8/10/2017- - ~ - j- .BUY..~ ...../@.. .  8/11/2017. . ~ . j. /BUY//~ //////@// /  8/11/2017/ / ~ / k/ 0BUY00~ 00000/@00 0  8/11/20170 0 ~ 0 k0 1BUY11~ 11111/@11 1  8/11/20171 1 ~ 1 Np1 2BUY22~ 22222/@22 2  8/11/20172 2 ~ 2 q2 3BUY33~ 33333/@33 3  8/11/20173 3 ~ 3 q3 4BUY44~ 44444/@44 4  8/11/20174 4 ~ 4 rs4 5BUY55~ 55555/@55 5  8/11/20175 5 ~ 5 u5 6BUY66~ 66666/@66 6  8/11/20176 6 ~ 6 v6 7BUY77~ 77777/@77 7  8/11/20177 7 ~ 7 v789$:____________________________1;)Created by Morningstar Document Research.0<(http://documentresearch.morningstar.com/>06lDzR.d @:<<;;::    l  >y  dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/?? !Note Schedules filed in paper f!Note Schedules filed in pap (1)!Note Schedules filed in pap (2)!Note Schedules filed in pap (3)Explanatory Note Exhibit 992Exhibit 992 (1)Exhibit 992 (2)Exhibit 992 (3)Exhibit 992 (4)U } m} $ } U} $ }  }  $ } } $ } } $ >      B. Riley Financial, Inc.SC 13D 08/07/2018 Exhibit 99.2 RILY Common Stock      Activity Type  Quantity   Price    Trade Date  Position  BUY  ~     /@    8/11/2017  ~ Zx  BUY  ~     /@    8/11/2017  ~ vz  BUY  ~     /@    8/11/2017  ~ "~  BUY  ~     /@    8/11/2017  ~ ~  BUY~ /@   8/11/2017  ~  ~ BUY~ /@   8/11/2017  ~   BUY~ /@   8/11/2017  ~  b BUY~ /@   8/11/2017  ~   BUY~ j/@   8/11/2017  ~  z BUY~ "/@   8/15/2017  ~   BUY~ /@   8/15/2017  ~  * BUY~ /@   8/15/2017  ~  ڔ BUY~ /@   8/15/2017  ~  j BUY~ "/@   8/15/2017  ~   BUY~ /@   8/15/2017  ~   BUY~ /@   8/15/2017  ~   BUY~ /@   8/15/2017  ~  : BUY~ /@   8/15/2017  ~  2 BUY~ /@   8/15/2017  ~  F BUY~ /@   8/15/2017  ~  Z BUY~ f.@   8/18/2017  ~   BUY~ 6.@   8/21/2017  ~  Dlxl4j BxP(^6l !"#$%&'()*+,-./0123456789:;<= BUY  ~     .@    8/23/2017  ~   !BUY!!~ !J<!!!!.@!! !  8/29/2017! ! ~ ! '! "SELL"""-25699""""Q+4@"" "  3/27/2018" " ~ " n" #SELL###-15575####K3@## #  4/17/2018# # ~ # # $SELL$$$-12200$$$$p= c4@$$ $  4/18/2018$ $ ~ $ r$ %SELL%% %-9400%%%%S4@%% %  4/19/2018% % ~ % Q% &SELL&& &-2600&&&&@5@&& &  4/20/2018& & ~ & (& 'SELL'' '-3477''''5@'' '  4/23/2018' ' ~ ' ' (SELL(( (-4100(((( ףp=J5@(( (  4/24/2018( ( ~ ( ( )SELL)) )-1900))))Cl5@)) )  4/26/2018) ) ~ ) ޔ) *SELL***-16409****Hz5@** * 5/8/2018* * ~ * z* +SELL++ +-1630+++~ +Z++ + 5/9/2018+ + ~ + {+ ,SELL,, ,-700,,,,4@,, ,  5/16/2018, , ~ , p, -SELL-- --1051----4@-- -  5/18/2018- - ~ - _- .SELL.. .-1....333334@.. .  5/21/2018. . ~ . _. /SELL// /-3200////333334@// /  5/22/2018/ / ~ / -/ 0SELL00 0-41000000sh|4@00 0  5/23/20180 0 ~ 0 0 1SELL11 1-26001111= ףp4@11 1  5/24/20181 1 ~ 1 1 2SELL22 2-1600222~ 2V22 2  5/25/20182 2 ~ 2 2 3SELL33 3-46003333y&1,5@33 3  5/30/20183 3 ~ 3 d3 4SELL44 4-510044445@44 4  5/31/20184 4 ~ 4 b4 5SELL55 5-100055556@55 5  6/25/20185 5 ~ 5 5 6SELL66 6-19606666-罹7@66 6  6/28/20186 6 ~ 6 "67777777777 7 7 7 7 78888-105778888888 8 8 8 8 89:$;____________________________1<)Created by Morningstar Document Research.0=(http://documentresearch.morningstar.com/@D6l1c+b.`,^! =PF0*8X> @:==<<;;    Root Entry FBook  ^  !"#$%&'()*+,-./0123456789:;<=>?@ABCDEFGHIJKLMNOPQRSTUVWXYZ[\]^_`abcdefghijklmnopqrstuvwxyz{|}~