Investor Relations Overview

B. Riley Financial is a publicly traded, diversified financial services company which takes a collaborative approach to the capital raising and financial advisory needs of public and private companies and high net worth individuals.

Headquartered in Los Angeles with offices in major U.S. financial markets, the firm consists of over 900 employees whose cross-platform expertise is mobilized to provide a myriad of financial solutions. Its wholly-owned subsidiaries include:

• B. Riley FBR, Inc.: a FINRA-licensed broker-dealer.
• Great American Group, LLC (GA): provider of advisory and valuation services, asset disposition and auction solutions, commercial lending, and real estate advisory services.
• B. Riley Capital Management, LLC: a SEC-registered investment advisor includes B. Riley Asset Management, and B. Riley Alternatives which offer investment management to institutional and high net worth investors; and Great American Capital Partners, a provider of senior secured loans and second lien secured loan facilities to middle market public and private U.S. companies.
• B. Riley Wealth Management, Inc.: a registered broker/dealer and Registered Investment Advisor, provides wealth management services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, endowments and foundations.
• B. Riley Principal Investments, LLC: focuses on investing in or acquiring companies and corporate assets that present attractive cash-flow driven returns.
• GlassRatner Advisory & Capital Group LLC: A provider of specialty financial advisory services which advises companies, shareholders, creditors and investors on complex business problems and critical Board level agenda items.